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Information Provided to Shareholders
What information should be provided to Shareholders as per provision of clause 49 of listing agreement? The shareholders shall be provided with the following information about a person who is proposed to be appointed as the new director or re-appointed as the director of the company: A brief resume of Read More →
Law & Act | Obligation of Capital Market Intermediaries Under Prevention of Money Laundering Act
Get the legal law & act information : What are the Obligation of Capital Market Intermediaries Under Prevention of Money Laundering Act, 2002? Section – 12 Money Laundering Act, 2002 requires every capital market intermediary to maintain a record of all transactions, the nature and value of which may be Read More →
Law & Act | Code of Conduct Should be Followed by Capital Market Intermediaries
Get the legal law & act information : What Code of Conduct should be followed by Capital Market Intermediaries? 1. A capital market intermediary shall make all efforts to protect the interests of investors. 2. A capital market intermediary shall maintain high standards of integrity, dignity and fairness in the Read More →
Law & Act | Self Regulatory Organisation (SROs)
Get the legal law & act information : What is Self Regulatory Organisation (SROs)? Self Regulatory Organisation : means an organization of intermediaries which is representing a particular segment of the securities market and which is duly recognized by SEBI, but excludes a Stock exchange, It is company registered under Read More →
Law & Act | Foreign Institutional Investors – FIIs
Get the legal law & act information : Who are Foreign Institutional Investors (FIIs) ? Foreign Institutional Investors means an institution established or incorporated outside India,Which purposes to make investment in India securities. However before dealing in Indian securities it must have a valid certificate granted by SEBI. SEBI Read More →
Legal Law & Act | Custodian of Securities Means
Get the legal law & act information : Who is Custodian of Securities means? Custodian of Securities : means any person who carries on or purposes to carry on the business of providing custodial services. The term ‘custodial services’ in relation to securities means safekeeping of securities of a client and Read More →
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