Home » Laws Acts

Posts tagged "Laws Acts"

What are the Consequences of Non-Compliance with the Requirements of Listing Agreement

Categories: Securities and Securities Law.Tags: Laws Acts, Listing, Non-Compliance, Requirements, SCRA, SEBI, stock, and stock exchange.
What are the Consequences of on-Compliance with the Requirements of Listing Agreement?   When a company signs a listing agreement with a stock exchange. It means it has entered a legally building contract with that exchange and it has to ensure compliance of each and every term and condition in Read More →

Clause 41 of Listing Agreement – Unaudited Quarterly Financial Results

Categories: Securities and Securities Law.Tags: Act, Agreement, Clause 41, exchange, Financial, Law, Laws Acts, Listing, Quarterly, results, SCRA, stock, stock exchange, and Unaudited.
What is Clause 41 of listing agreement ? Unaudited Quarterly Financial Results The Company will furnish unaudited financial results on a quarterly basis within 45 days in the prescribed proforma from the end of the quarter to the stock Exchange. The Board of Directors or its Sub-committee shall take on Read More →

Clause 31 of Listing Agreement – Filling of Notices, Proceedings and Annual reports

Categories: Securities and Securities Law.Tags: Act, Agreement, Annual reports, Clause 31, exchange, Filling of Notices, Law, Laws Acts, Listing, Proceedings, SCRA, stock, and Stock Exchang.
What is Clause 31 of listing agreement ? Filling of Notices, Proceedings and Annual reports, etc. The company shall send three copies of the notices of the general meetings to all the Stock Exchanges, where the securities of the company are listed. The company shall file a copy of the Read More →

Clause 19 of Listing Agreement

Categories: Securities and Securities Law.Tags: Act, Board Meeting, Clause 19, exchange, general notice, Law, Laws Acts, listing agreement, SCRA, stock, and stock exchange.
What is Clause 19 of listing agreement ?   Intimation about the date of Board Meeting where any Price Sensitive Information is discussed and approved.   The company shall intimate the stock Exchanges about the date of Board Meeting, where the Board will discuss and approve any price sensitive information at Read More →

Open Spot Trades

Categories: Securities and Securities Law.Tags: Act, brokers, equity, exchange, Law, Laws Acts, Open, SCRA, Spot, stock, stock exchange, stock exchanges, trades, and Trading.
What is Open spot Trades? The stock exchanges are the exclusive centers for trading in equity and the trading platform of an exchange is accessible only to brokers. The regulatory framework heavily favours the recognized stock exchanges by almost banning trading activity outside the stock exchanges. Only spot trades can be executed Read More →

Off-line Surveillance

Categories: Securities and Securities Law.Tags: Act, Difference in prices, exchange, infrequently, Law, Laws Acts, Off-line, Percentages of change, SCRA, stock, stock exchange, Surveillance, traded, Trading, and Turnover.
What is Off-line Surveillance? The Off-line Surveillance system comprises of the various reports based on different parameters and Scrutiny thereof,. The Surveillance actions or investigations are intimated in the Scrips identified from the reports Such as High/Low Difference in prices, Percentages of change in prices over a week/fortnight/month, Top scips Read More →

Search Lawwale.com

Article Categories

|

Pages

Tips Articles

© 2011 Lawwale.com | Online Free Legal Help Advice | Legal Articles . All Rights Reserved.