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Corporate Governance

Categories: Securities and Securities Law.Tags: corporate, Corporate Governance, Governance, law act, legal help, and SEBI.
What is Corporate Governance? Literally speaking, “Corporate Governance” means set of best practices to do a particular act. However, our discussion will be confirmed to set of best practices for managing a company. In this regard, SEBI had constituted a committee on Corporate Governance under the chairmanship of Mr. Kumarmangalam Read More →

What are the Consequences of Non-Compliance with the Requirements of Listing Agreement

Categories: Securities and Securities Law.Tags: Laws Acts, Listing, Non-Compliance, Requirements, SCRA, SEBI, stock, and stock exchange.
What are the Consequences of on-Compliance with the Requirements of Listing Agreement?   When a company signs a listing agreement with a stock exchange. It means it has entered a legally building contract with that exchange and it has to ensure compliance of each and every term and condition in Read More →

Clauses 47 (a) of listing agreement ? – Compliance Officer

Categories: Securities and Securities Law.Tags: Agreement, Clauses 47 (a), Compliance, directives, exchange, Listing, Officer, Registrar of Companies, regulations, rules, SCRA, SEBI, stock, and stock exchanges.
What is Clauses 47 (a) of listing agreement ? Compliance Officer   The company agrees to appoint the company Secretary to act as Compliance Officer who will be responsible for monitoring the share transfer process and report o the Company’s Board in each meeting. The compliance officer will directly liaise Read More →

Market –Abuse

Categories: Securities and Securities Law.Tags: Abuse, Circuit Breakers, exchange, law act, Law Information, legal help, Market, Market –Abuse, SCRA, SEBI, special margin, stock, stock exchange, takeover, and trade to trade settlement.
What is Market –Abuse?   This term is used in secondary-market to denote any trading situation(s) which are not as per legal provisions or normal situations. It includes: Abnormal price movement or abnormal volume movement. Artificial transactions False or misleading advertisements. Insider trading Hostile takeover SEBI has practice of taken Read More →

Market Making

Categories: Securities and Securities Law.Tags: acts, companies, exchange, laws, laws and acts, Market, Market Making, SCRA, SEBI, stock, and stock exchange.
What is Market Making?   Though there are 14000 companies listed on the Stock Exchanges in India, only a few of them are being actively traded in the market. Thus, the market sentiment is not representative of a wide range of industries or companies, but of a few selected scrip. Read More →

Power of SEBI to make / Amend Bye-laws of Recognized Stock Exchange

Categories: Securities and Securities Law.Tags: Act, amend, Bye-laws, Law, Laws Acts, laws and acts, Power, Recognized, SCRA, SEBI, and stock exchange.
What are the Power of SEBI to make amend Bye-laws of Recognized Stock Exchange? (Section – 10) SEBI may, either on the request of a Recognized Stock Exchange or on its own motion, make byelaws for all or any of the matters specified in Section – 9 of securities Contracts Read More →

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