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Composition of Board of Directors

Categories: Securities and Securities Law.Tags: Board of Directors, composition, corporate, Governance, and Securities.
What should be the composition of Board of Directors as per provision of clause 49 of listing agreement?   There should be an optimum combination of executive and non-executive directors, with not less than 50% of the Board comprising of non-executive directors. Further, in case company has a non-executive chairman, Read More →

Listing Agreement- Book Closure & Record Date

Categories: Securities and Securities Law.Tags: Bonus Shares, Book Closure, Company, Demergers, dividend, exchange, law act, listing agreement, Mergers, Record Date, Register of Members, Rights Share, SCRA, Securities, Splitting of Shares, and Transfer Books.
What is Clauses 16 of listing agreement- Book Closure & Record Date   Whenever a Company decides book closure at the time of AGM or fixes a record date at any other time during the year, it has to give a at least 7 working days notice to all the Stock Read More →

Securities Audit/ Management and Compliances

Categories: Securities and Securities Law.Tags: Act, Compliances, exchange, foreign exchange, Law, Laws Acts, Management, SCRA, Securities, Securities Audit, Stamp Act, stock, and stock exchange.
What is Securities Audit/ Management and Compliances? Securities audit is an audit in which all the laws, system and procedures applicable at the time of issue of securities by a company as well as the time of transfer of securities by a company are checked are verified to find out Read More →

Automated Leading and Borrowing Mechanism (ALBM)

Categories: Securities and Securities Law.Tags: ALBM, Automated, Borrowing, exchange, Funds, law act, Law Information, Leading, legal help, Mechanism, SCRA, Securities, stock, and stock exchange.
  What is Automated Leading and Borrowing Mechanism (ALBM)?   ALBM provide a facility to members to lend/borrow securities/funds at market determined rates. The ALBM mechanism is unique in such as much as it provides investors/members across the length and breathe of the country an opportunity to participate through participants Read More →

National Securities Clearing Corporation Limited (NSCCL)

Categories: Securities and Securities Law.Tags: acts, Clearing, Corporation, exchange, laws, laws and acts, Limited, National, NSCCL, NSE, SCRA, Securities, stock, and stock exchange.
What is National Securities Clearing Corporation Limited (NSCCL)? NSCCL is a wholly owned subsidiary company of the NSE Ltd. It carries out clearing and settlement of the trades executed in the capital market segment of NSE. This company completes the settlement promptly without any delay or deferment. NSCCL was the Read More →

Margin Trading

Categories: Securities and Securities Law.Tags: exchange, investors, law act, Law Information, legal help, leveraging, Margin, Margin Trading, Mechanism, resources, SCRA, Securities, stock, stock exchange, and Trading.
What is Margin Trading?   In order to enable the investors to take exposure in the market over and above the limit through their own resources, a leveraging mechanism of trading borrowed funds has been introduced, which is called Margin Trading Facility in the prices of securities. Read More →

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